Making the move easier for your clients
Whether your clients' investment portfolios are basic or complex, we have the expertise and systems in place to simplify the process of transferring their assets to their new Ameriprise Financial account. Plus, to help minimize costs, we'll reimburse your clients for both ACAT and non-ACAT transfers up to $199 per account during your first 120 days at Ameriprise.1
Services to help ensure a smooth transition
- Mutual fund book of business review
As an exclusive service to incoming advisors, our Mutual Fund Transfers group will review the funds in your book and break down how each fund aligns with our product lines and offerings.
- Separately Managed Accounts Program
Ameriprise offers Separate Account Programs with more than 600 managed account strategies. Your transition team will help identify which of your separate account managers and strategies are already available for transfers and new sales. In the event that the separate account manager is not available, we will review and determine eligibility for inclusion in one of our programs or work to find a suitable alternate SMA.
- Accommodation Annuity Program
You can continue to service certain annuities sold prior to joining Ameriprise and be paid trail commissions on them.
We understand the amount of work involved with transferring client accounts to a new firm. Your support team will assist with new-business paperwork, explain how to submit business forms and avoid common pitfalls, and provide tracking tools to help manage new business.
1 Program restrictions apply.
Investment advisory products and services are made available through Ameriprise Financial Services, Inc., a registered investment adviser.